What's in
a name? Parents and teachers should know
Rocky
Mountain News
Linda Seebach
April 16, 2005
You may recall a small stir last
year over an economics paper that asked, "Are Emily and Greg More
Employable than Lakisha and Jamal?" The authors, Marianne Bertrand and
Sendhil Mullainathan, sent out matched pairs of résumés
in response to classified job ads, half with stereotypical black names
and half with white.
The presumably white
applicants got 50 percent more call-backs than the black applicants,
leading the researchers to conclude, "Differential treatment by race
still appears to still be prominent in the U.S. labor market."
Very likely so, although
there was large variation within racial groups as well; "Brad" got well
more than twice as many call-backs as "Todd." And alas for poor
"Emily"; despite her position in the paper's title, she got fewer calls
than four of the nine African-American female names did.
But a recent paper for the
National Bureau of Economic Research by David Figlio indicates that
something much subtler is at work. Figlio, from the Department of
Economics of the University of Florida at Gainesville, used data from a
large Florida school district, not identified for reasons of
confidentiality, but including more than 55,000 children in 25,000
families from 1994-'95 through 2000-'01. (The paper, "Names,
Expectations and the Black-White Test Score Gap," can be downloaded
from nber.org, but it costs $5.)
"I suggest," he says, "that
teachers may use a child's name as a signal of unobserved parental
contributions to that child's education, and expect less from children
with names that 'sound' like they were given by uneducated parents.
These names, empirically, are given most frequently by blacks, but they
are also given by white and Hispanic parents as well."
In fact, the Emily paper
lends some support to that observation. On average, a little over 60
percent of the mothers of Massachusetts girls with the typically black
names used in the experiment had at least a high-school degree, while
for the white names it was a little over 90 percent.
Figlio continues, "Comparing
pairs of siblings, I find that teachers tend to treat children
differently depending on their names, and that these same patterns
apparently translate into large differences in test scores."
Unlike the Emily experiment,
where people deciding whom to call were merely assuming they knew the
race of the applicant, teachers know their students individually. And
if they treat siblings differently, race cannot be the primary reason.
Figlio identifies four
attributes of names associated with low socioeconomic status, including
whether they have certain prefixes ("lo-" or "qua-"), suffixes
("-isha"), apostrophes or an unusual number of low-frequency
consonants. The more attributes a given name has, the more likely it is
that the person was born to a mother without a high school degree or
into an impoverished family. Black children are more likely to have
such names, but not overwhelmingly so.
In Figlio's data, "a boy
named 'Damarcus' is estimated to have 1.1 national percentile points
lower math and reading scores than would his brother named 'Dwayne,'
all else equal, and 'Damarcus' would in turn have three-quarters of a
percentile ranking higher test scores than his brother named 'Da'Quan.'
" Those may not sound like huge differences, but they are comparable to
the differences seen between names given almost exclusively to white or
to black children.
Figlio considers not only
test scores, but also the likelihood that a child will be promoted to
the next grade (holding test scores constant) and the likelihood that
the child will be referred to a school's program for the gifted.
Children with lower-status names appear to be held to lower standards
for promotion than their siblings, and are less likely to be considered
gifted.
For Asian students, however,
the pattern is different; those with obviously Asian names are more
likely to be recommended for gifted programs than those with more
Americanized names, and they have higher math test scores. (Reading
scores are higher too, but the difference is not statistically
significant.) There's no relation between name and promotion status in
Asian families, Figlio observes, "but this is due to the fact that
there exists very little variation in promotion status within Asian
families."
His results show smaller
negative effects for low-status names in schools with larger numbers of
black teachers or students. Teachers there "perhaps form fewer
preconceived notions about children purely on the basis of their names,
and do not adjust their expectations based on names as much as they may
in schools where contact with black students and peers is more limited."
Figlio estimates that name
expectations may account for 15 percent or more of the gap between
black and white test scores. Parents can't reasonably be expected to
change the way they name their children, although most parents do
consider the likely effects of a child's name and this is one they
probably haven't thought of.
But it ought to be possible
to change how teachers behave; indeed, it might be enough just to make
them aware that this is a possibility they should be prepared for, so
they can counteract it. After all, isn't "high expectations for every
child" supposed to be the rule rather than the exception?
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